Register | Your Account | Contact Us Here or Call 914.989.5182


 Search 
Login / Register







Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center
  Job Seekers Sign in / Register Recruiter's Sign-in
Jobs: Compliance / Legal
Send me jobs like these:  Jobs by Email  By email   
Compliance / Regulatory, In-house Legal, Other
USA, NY, CA, CT, MA, FL, IL, OH, PA, TX
New York City, Greenwich, White Plains, Los Angeles, Boston, San Mateo, Santa Ana, Santa Barbara, Pittsburgh, San Francisco Chicago Cleveland Houston Jacksonville
UK, Luxembourg, Switzerland, more...
USA, Canada
Hong Kong, Singapore, Australia, Japan, China
UAE, Qatar, Saudi Arabia
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
Search within these results
Search all jobs
(e.g. Analyst, Hedge Fund, ...)
Search within these results
Search all jobs
151-180 of 346 Jobs Company Location Date
Compliance Manager
Cotter Personnel
Salary: NA
Ireland-Dublin 25 Nov
This role will report to the Head of Legal, Risk and Compliance of Euro Insurances Ltd. (EIIE) This role involves the Complia...
GSPS PWM Lawyer – Associate/Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Manager, Direct Marketing
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 25 Nov
A newly created role to support a growth initiative within our European Lifestyle Protection business.
Legal Officer/Corporate Administrator
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 25 Nov
An exciting opportunity has arisen as Legal Officer/Corporate Administrator for an experienced and entrepreneurial individual...
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 25 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 25 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Compliance Officer
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 25 Nov
This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 25 Nov
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 25 Nov
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 25 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Head of Control Room (10 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group.
Desk Lawyer (5 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
An investment bank is looking for a legal professional to join their team.
Senior Compliance Officer (3 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
Candidates are invited to join the wealth management and asset management division of a reputable financial institution.
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 25 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Global Markets Administration, Business Risk & Control
Capital People
Salary: Competitive
Japan-Tokyo 25 Nov
A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo.
VP Equity Compliance, Global Investment Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea...
AML Compliance AVP in Global Private Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a European Private Bank looking to hire an AVP within their regional compliance team.
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 25 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
Compliance Manager
PeopleSearch Ltd
Salary: Competitive salary
China-Hong Kong 25 Nov
Our client is looking for a suitable candidate to join their Compliance Department
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 24 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 24 Nov
Fantastic career opportunity
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 24 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Risk Manager
Cotter Personnel
Salary: Pension
Ireland-Dublin 24 Nov
Risk Manager

This is a new role with a Financial Services provider that has a reinsurance operation here in Dublin...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 24 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Jobs: Compliance / Legal (151-180 of 346 Jobs)



Privacy   |   About Us   |   User Policy   |   Contact Us   |   Site Map   |   FAQ   |   Glossary   |   Legal Disclosure  |    |  Reuters for Hedge Funds



All rights reserved. Users may download and print extracts of content from this website for their own personal and non-commercial use only. Republication or redistribution of Lipper Hedgeworld content, including by framing or similar means, is expressly prohibited without the prior written consent of Lipper. Lipper and Hedgeworld are registered trademarks or trademarks of the Lipper/Reuters group of companies around the world.