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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
USA, NY, CA, CT, MA, NJ, FL, IL, OH, PA, TX
New York City, Greenwich, White Plains, Los Angeles, San Mateo, Boston, Chicago, Cleveland, Glendale, Houston Jacksonville Jersey City Santa Ana Pittsburgh
UK, Luxembourg, Switzerland, more...
USA
Hong Kong, Singapore, Australia, Japan, China, more...
UAE, Qatar, Saudi Arabia
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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181-210 of 340 Jobs Company Location Date
Regional Legal Counsel (6-10 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Join the wealth management arm of this ultra famous financial firm.
Senior Surveillance Manager (8 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Our client is looking for a compliance guru.
Senior Compliance Legal Professional (7 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 30 Nov
Investment banking focus working for a famous i-bank who is seeking a HK qualified lawyer.
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 29 Nov
Improve governance standards and promote market confidence.
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 29 Nov
Fantastic career opportunity
Chief Operating Officer
Sequoia Consulting
Salary: Commensurate with experie...
UK-South East 29 Nov
Responsible for leadership, management and business direction of operational resources, delivering high standards of operatio...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 29 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Head of Compliance
Reed Specialist Recruitme...
Salary: Excellent + Benefits
UAE-Dubai 29 Nov
Regional bank looking for a Head of Compliance that is fluent in English / Arabic and has strong regional experience.
Market Risk Management - Regulatory Risk
Hudson
Salary: AVP level compensation
UK-London 28 Nov
World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 28 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 27 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Markets Compliance
McGregor Boyall
Salary: £VERY COMPETITIVE
UAE-Dubai 27 Nov
A truly challenging opportunity delivering risk-based supervision through relationship management to a broad range of financi...
Large Holdings Compliance Advisory Associate
McGregor Boyall
Salary: £Excellent
UK-London 27 Nov
The role will take responsibility in assisting the Global Heads of Large Holdings with the deliverables and expansion of Larg...
Compliance Officer – fixed-term contract with an immediate start
Swisslinx AG
Salary: Market Rate
Switzerland-Zurich 27 Nov
A new challenging career opportunity has arisen for a Compliance Officer to join a Private Bank in the heart of Zürich on a f...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 27 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
VP Supervision and Control
Joslin Rowe Investment
Salary: Excellent++
UK-London 27 Nov
A city based wealth manager is seeking a Vice President to head up this team
Trust Officer
Change
Salary: DOE + Relocation + Extens...
Bermuda 27 Nov
Excellent opportunity to relocate to one of the worlds most attractive destinations, blessed with a sub-tropical climate and...
Senior Trust Officer
Change
Salary: DOE + Relocation + Extens...
Bermuda 27 Nov
Excellent opportunity to relocate to one of the worlds most attractive destinations, blessed with a sub-tropical climate and...
Director Trust Services
Change
Salary: DOE + Relocation + Extens...
Bermuda 27 Nov
Excellent opportunity to relocate to one of the worlds most attractive destinations, blessed with a sub-tropical climate and...
COMPLIANCE ASSISTANT OFFICER
Axis Luxembourg
Salary: N/A
Luxembourg 27 Nov
Our client is a financial company
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 27 Nov
Our client is a leading international investment bank.
Manager Compliance, Amsterdam Background in Law, Card Payment services
Huxley Associates
Salary: Negotiable
Netherlands-North-Holland 27 Nov
The Business
...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 27 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Local Book Reporting Specialist, Shanghai
Resources Global Professi...
Salary: Negotiable
China-Shanghai 27 Nov
This is a great career opportunity to work with multinational clients and enjoy a flexible work schedule and corporate benefi...
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Regional Compliance Manager
Reed Specialist Recruitme...
Salary: Attractive Salary Package
China-Hong Kong 27 Nov
Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 27 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 27 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
Capital Projects Manager
Genworth Financial Inc
Salary: Competitive + bonus + ben...
UK-London 26 Nov
Reporting to the SVP, Capital Management and Ratings, you will work closely with the Capital Management team to provide proje...
Jobs: Compliance / Legal (181-210 of 340 Jobs)



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