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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
USA, NY, CA, CT, MA, FL, IL, OH, PA, TX
New York City, Greenwich, White Plains, Los Angeles, Boston, San Mateo, Santa Ana, Santa Barbara, Pittsburgh, San Francisco Chicago Cleveland Houston Jacksonville
UK, Luxembourg, Switzerland, more...
USA, Canada
Hong Kong, Singapore, Australia, Japan, China
UAE, Qatar, Saudi Arabia
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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91-120 of 346 Jobs Company Location Date
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 27 Nov
Surveillance focused Core Compliance role with a leading International Bank
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 27 Nov
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Regional Compliance Manager
Reed Specialist Recruitme...
Salary: Attractive Salary Package
China-Hong Kong 27 Nov
Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 27 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 27 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
MANAGER/SENIOR MANAGER, FINANCIAL RISK MANAGEMENT AND REGULATORY CONSULTANCY, PRUDENTIAL, LIQUIDITY RISK AND REGULATORY ADVISORY
Incarter International Lt...
Salary: Highly competitive
UK-London 26 Nov
Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 26 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Capital Projects Manager
Genworth Financial Inc
Salary: Competitive + bonus + ben...
UK-London 26 Nov
Reporting to the SVP, Capital Management and Ratings, you will work closely with the Capital Management team to provide proje...
Compliance Officer - Contract
Société Générale - UK
Salary: Excellent
UK-London 26 Nov
The post holder reports into, and is managed on a day to day basis by, the Head of UK Compliance for SGSS
Risk/Project Manager
Cotter Personnel
Salary: NA
Ireland-Dublin 26 Nov
Risk/Project Manager
City based position with Reinsurance Company who seeks a Risk Manager, which is a new role recently...
Senior Manager Risk Services
Michael Page
Salary: Base Salary + Bonus
Canada-QC-Montreal 26 Nov
Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service...
Risk Management Team Leader
Square Mile Connections
Salary: Dependent on skills and e...
UK-London 26 Nov
You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product risk. Extensiv...
Legal Assistant/Paralegal
Markit Group
Salary: Competitive
UK-London 26 Nov
An opportunity has arisen for a person to join Markit’s legal team as a Legal Assistant, with responsibilities in Administrat...
Senior Tax Specialist - Funds
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Senior Tax Specialist - Funds: Are you an investment fund tax expert with good people management skills ? A thoroughly chall...
Administrator - Private Equity/Real Estate
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Do you have 2 years company administration experience ? In this challenging role, you will administer a portfolio of entities...
Company Administrator/Secretary 2 yrs experience
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Our Client is an independent trust company and their core activities are the incorporation, management and administration of...
Assistant Compliance Officer
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Are you an enthusiastic and vibrant individual with at least 2 years compliance within the financial services industry ready...
Compliance Manager
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Are you looking for an opportunity with an asset management company? Do you want an exciting move forward within compliance /...
Investment Guideline Compliance Monitoring Team Manager
Northern Trust
Salary: Market
UK-London 26 Nov
To manage a group of three Compliance Analysts who service Northern Trust clients that subscribe to our post-trade Investment...
Fraud Dispute Services Manager
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Fraud Dispute Services Manager - London - Competitive Salary
Manager - Banking Tax Accounting & Risk Advisory
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Manager - Banking Tax Accounting & Risk Advisory - London - Competitive Salary
LOAN DOCUMENTATION OFFICER
Axis Amsterdam
Salary: N/A
Netherlands-North-Holland 26 Nov

Onze opdrachtgever is eengrote bank
Legal Councel
Axis Brussels
Salary: N/A
Belgium-Brussels Region 26 Nov
De klant biedt u een aantrekkelijk salarispakket en een vast contract aan.
** Compliance Manager - Securities Trading **
Law Professionals
Salary: COMPETITIVE
UK-London 26 Nov
Our client a global dealer broker is looking to bring on board a Compliance Manager to assist in executing the compliance pro...
WEALTH MANAGEMENT LAWYER
Taylor Root
Salary: Highly competitive
Singapore 26 Nov
World leading wealth manager is seeking a technically strong lawyer to advise growing private banking business in asia. Lawye...
CONTRACT LAWYER - CORPORATE/ BANKING
Taylor Root
Salary: Highly competitive
China-Hong Kong 26 Nov
Leading I-bank seeks an experienced corporate/ finance lawyer to oversee sale of part of their Asian businesses. Working clos...
Legal Assistant - Investment Fund
Taylor Root
Salary: Market rate
China-Hong Kong 26 Nov
Newly formed HK based investment fund now seeks a junior candidate with strong ISDA/funds experience to assist the COO.
Derivative Documentation Specialist
Taylor Root
Salary: Top of market
China-Hong Kong 26 Nov
Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong.
Jobs: Compliance / Legal (91-120 of 346 Jobs)



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