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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Channel Islands, Edinburgh, South West, South East, Yorkshire & The Humber
(e.g. Analyst, Hedge Fund, ...) (e.g. Boston, MA or 10001 ...)
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1-30 of 106 Jobs Company Location Date
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 24 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Head of AntiFinancial Crime - Exclusive Role
JCW Search
Salary: £competitive daily rate
UK-London 24 Nov
Interim Position Initially - 3 month contract with possibility of extension - considerable responsibility for anti financial...
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 24 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 24 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Business Development, Trust
AP Group
Salary: NA
UK-London 24 Nov
Source and introduce new business through relationships with clients and/or intermediaries, achieving sales targets and optim...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 24 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 24 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 24 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Project Manager
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Project Manager with software implementation experience
Business Consultants
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Two Business Consultants required, one senior level and one at graduate/trainee level
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 24 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 24 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 24 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 24 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 24 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 24 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 24 Nov
Financial Markets Compliance
Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
Counsel, Institutional, Environmental and Co-Financing
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Counsel, Banking Operations
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview

The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support t...

Change-the-Bank Project Manager - General Counsel
UBS AG
Salary: Competitive
UK-London 24 Nov
We are looking for a Change-the-bank project manager who will be in charge of driving a portfolio of highly exposed IT-driven...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 24 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 24 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 24 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
Jobs: Compliance / Legal, UK (1-30 of 106 Jobs)



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